|
A Strategic Environmental Assessment (SEA) is a “systematic process
for evaluating the environmental consequences of proposed policy, plan
or programme (PPP) initiatives in order to ensure they are fully
included and appropriately addressed at the earliest stage of decision
making on a par with economic and social considerations”.
The SEA provides recommendations feeding back into
the planning process to optimise its environmental impacts (minimising
negative effects and enhancing positive ones). Compared with the better
known Environmental Impact Assessment (EIA), SEA provides for impacts
to be taken into consideration at an earlier stage, prior to the
definition of PPP, and allows a better control over interactions or
cumulative effects. However it is less precise as many of the details
of specific actions and locations are possibly not defined.
For SEA to be most efficient it should be integrated
into the PPP preparation process, which should take into consideration
its recommendations. The following stages can typically be
distinguished for the SEA process:
SEA Screening
Screening refers to
the decision to undertake an SEA. SEAs are necessary for all PPPs that,
when implemented, are likely to produce significant negative impacts on
the environment.
SEA Scoping
Scoping refers to the identification and clarification of issues to be addressed
by the SEA. Scoping should take into consideration the concerns and
value judgements of stakeholders, in order to ensure that these are
addressed in the SEA Study.
SEA study
The SEA study is more elaborate and comprises several stages.
The environmental baseline
provides information for a general understanding of the state of the
environment and trends in order to be in a position to assess the
potential environmental effects of a PPP. The SEA should then identify and assess the potential environmental impacts
of implementing the different PPP alternatives under study, in order to
propose measures to mitigate negative environmental impacts and
optimise positive effects. The consistency analysis identifies
any elements of the PPP that may be in conflict with or hinder the
achievement of environmental policy objectives. The SEA should produce recommendations for the implementation of the preferred and improved alternative, as well as monitoring indicators . The results of the SEA should be presented in the form of a concise SEA report .
Public participation
The involvement of stakeholders in the SEA process is a key success factor. Environmental impacts cannot be dissociated from their
relationship to social, economic and cultural factors. Engaging
stakeholders in an SEA is important in order to adequately integrate
their knowledge and concerns in making an adequate assessment of impact
significance and acceptability of proposed actions and mitigation
measures.
In the context of EC Development Co-operation the SEAs considered can be EC-driven, Government-driven, or prepared by other donors.
Although the consequences of General Budget Support (GBS) or Sector
Policy Support Programmes (SPSP) on the environment are less direct and
less immediately visible than the environmental impacts of an
individual project, their influence can nevertheless be very
significant.
A key tool to ensure that the policies, plans and
programmes supported through GBS or SPSP (e.g. a National Development
Strategy or a Sector Programme) contribute to sustainable development
is the Strategic Environmental Assessment (SEA).
SEA in General
SEA is more of a generic term than a specific tool. This means that it
can take different forms according to the specific needs: from a
broad-brush and more qualitative approach for policy analysis, to a
more detailed and quantitative approach for the analysis of specific
programmes of projects; from a sustainability focus to a focus on the
environmental dimension.
We could say that the ideal SEA is fully mainstreamed
into the policy- plan- or programme-making process, and fully owned by
the partner government. As SEA is still a recent tool, ideal SEAs are
not always possible. In any case ownership should be encouraged and
opportunities sought to co-ordinate SEAs with other donors.
SEA for SPSP
SEA determines whether the Sector Programme is consistent with the
country's and EC's environmental policy objectives, and if the
environmental impacts of Sector Programme implementation are likely to
be significant. On the basis of this analysis it provides feedback to
the Government to enhance the environmental dimension of the Sector
Programme, and also enables improved integration of the environment
into SPSP formulation.
In the context of EC development co-operation SEA can take the form of
an EC-driven process to provide an input into the formulation of the
SPSP. Only Sector Programmes with potential significant impacts on the
environment when implemented will require an SEA, as determined through
an SEA Screening process.
Strategic Environmental Assessment (SEA): Draft Terms of Reference
|
|
|
|
Guidance and Reports on SEA
Applying Strategic Environmental Assessment: Good practice guidance for development co-operation - DAC Guidelines and Reference Series, OECD
Integrating Environmental Considerations in Policy Formulation: lessons from policy-based SEA experience, World Bank report, 2005
Integrating the environment into strategic decision-making: conceptualizing policy SEA, Sheate et. al. , 2003
International Association for Impact Assessment
International Association for Impact Assessment (IAIA)
International review of SEA experience and practice, Strategic Planning and Assessment Project Summary, IIED, 2005
L'évaluation environnementale stratégique: Guide de bonnes pratiques dans le domaine de la coopération pour le développement
Netherlands Commission for Environmental Assessment in international cooperation
SEA Performance Criteria, International Association for Impact Assessment (IAIA), 01/2002
SEA Task Team website
Sector Programmes - Guidelines for the Dialogue on Strategic Environmental Assessment, SIDA, 05/2002
Strategic Environmental Analysis (SEAN)
Strategic Environmental Assessment and Biodiversity: Guidance for practitioners, 06/2004
Strategic Environmental Assessment and Land Use Planning in Lebanon Training Manual, Strategic Environmental Assessment Network, 2005
Strategic Environmental Assessment and Poverty Reduction Strategies - Views & Experiences (3), Netherlands Commission for Environmental Impact Assessment, 2005
Strategic Environmental Assessment in EAP (Eastern Asia and Pacific), World Bank
Strategic Environmental Assessment in World Bank Operations: Experience to Date -- Future Potential, Background Paper Prepared for the Environment Strategy, world Bank, 2002
Strategic Environmental Assessment Toolkit, World Bank
Strategic Environmental Assessment, Concept and Practice , World Bank, 06/2005
The Country Strategies - Guidelines for Strategic Environmental and Sustainability Analysis, SIDA, 2002
SEA in the EU
Directive 2001/42/EC of the European Parliament and of the Council on the Assessment of the effects of certain plans and programmes on the environment
EC SEA Directive - Legal context
Environmental Assessment, EC-DG Environment
Implementation of the EC SEA Directive: guidelines
UNECE Protocol on Strategic Environmental Assessment (Kiev, 2003)
|